Role in the Investiture Controversy of Henry IV

That rebellion affected relations between Henry and the pope. In Milan a popular party, the Patarines, dedicated to reforming the city’s corrupt higher clergy, elected its own archbishop, who was recognized by the pope. When Henry countered by having his own nominee consecrated by the Lombard bishops, Alexander II excommunicated the bishops. Henry did not yield, and it was not until the Saxon rebellion that he was ready to negotiate. In 1073 he humbly asked the new pope, Gregory VII, to settle the Milan problem. The king—having thus renounced his right of investiture, a Roman synod—called to strengthen the Patarine movement and forbade any lay investiture in Milan; henceforward, Gregory regarded Henry as his ally in questions of church reform. When planning a Crusade, he even put the defense of the Roman Church into the king’s hands. But after defeating the Saxons, Henry considered himself strong enough to cancel his agreements with the pope and to nominate his court chaplain as archbishop of Milan. The violation of the agreement on investiture called into question the king’s trustworthiness, and the pope sent him a letter warning him of the melancholy fate of King Saul (after breaking with his church in the person of the prophet Samuel) but offering negotiations on the investiture problem. Instead of accepting the offer, which arrived at his court on January 1, 1076, Henry, on the same day, deposed the pope and persuaded an assembly of 26 bishops, hastily called to Worms, to refuse obedience to the pope. By that impulsive reaction he turned the problem of investiture in Milan, which could have been solved by negotiations, into a fundamental dispute on the relations between church and state. Gregory replied by excommunicating Henry and absolving the king’s subjects from their oaths of allegiance. Such action equalled dethronement. Many bishops who had taken part in the Worms assembly and had subsequently been excommunicated now surrendered to the pope, and immediately the king was also faced with the newly aroused opposition of the nobility. In October 1076 the princes discussed the election of a new king in Tribur. It was only by promising to seek absolution from the ban within a year that Henry could reach a postponement of the election. The final decision was to be taken at an assembly to be called at Augsburg to which the pope was also invited. But Henry secretly travelled to northern Italy and in Canossa did penance before Gregory VII, whereupon he was readmitted to the church. For the moment it was a political success for the king because the opposition had been deprived of all canonical arguments. Yet, Canossa meant a change. By doing penance Henry had admitted the legality of the pope’s measures and had given up the king’s traditional position of authority equal or even superior to that of the church. The relations between church and state were changed forever.

The princes, however, considered Canossa a breach of the original agreement providing for an assembly at Augsburg and declared Henry dethroned. In his stead, they elected Rudolf, duke of Swabia, in March 1077, whereupon Henry confiscated the duchies of Bavaria and Swabia on behalf of the crown. He received support from the peasants and citizens of those duchies, whereas Rudolf relied mainly on the Saxons. Gregory watched the indecisive struggle between Henry and Rudolf for almost three years until he resolved to bring about a decision for the sake of continued church reform in Germany. At a synod in March 1080, he prohibited investiture, excommunicated and dethroned Henry again, and recognized Rudolf. The reasons for that act of excommunication were not as valid as those advanced in 1077, and many nobles who had so far favoured the pope turned against him because they thought the prohibition of investiture infringed upon their rights as patrons of churches and monasteries. Henry then succeeded in deposing Gregory and in nominating Guibert, archbishop of Ravenna, as pope at a synod in Brixen (Bressanone). When the opposition of the princes was crippled by the death of Rudolf in October 1080, Henry, freed of the threat of enemies to the rear, went to Italy to seek a military decision in his struggle with the church. After attacking Rome in vain in 1081 and 1082, he conquered the city in March 1084. Guibert was enthroned as Clement III and crowned Henry emperor on March 31, 1084. Gregory, the legitimate pope, fled to Salerno, where he died on May 25, 1085. A number of cardinals joined Clement, and, feeling that he had won a complete victory, the emperor returned to Germany. In May 1087 he had his son Conrad crowned king. The Saxons now made peace with him. Further, Henry replaced bishops who did not join Clement with others loyal to the king.